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Steven Dean

Steven Dean

Chief Compliance Officer

All Fast, No Furious

The book he should write: “Living Life A Quarter Mile at a Time”
Absolutely loves: Car Collecting, Live Sports Events, Travelling
Surprising fact: Makes a mean BBQ and loves game shows
On his bucket list: Finding a passionate, inspired way to give back
Could live without: Stoplights and taxes
Favorite Movies: Fast and Furious, Bad Boys
A few details: Steve has expert regulatory knowledge acquired through 24 years of industry experience, and a deep understanding of Operational Risk and Control & Regulatory Risk. He holds a B.A. in Physiology & Neurobiology from University of Connecticut.
Ext 213; direct:    

Steven lives life fully revved, with an infectious, outgoing personality and a wild, pedal to the metal spirit. Where other compliance officers may present with a “my way or the highway” approach, Steven isn’t afraid to go off road to find adaptable solutions geared toward the collective good. This flexible philosophy is born of years of experience in managing and mitigating risk, ensuring adherence to regulatory requirements while also creatively collaborating with Investment Managers & Advisors. Steven seems comfortable behind the wheel of both compliance and common-sense, and lives life that way as well. An avid fan of Porsche 911’s, he’s also an incredibly thrifty collector, known to travel the country to get a good deal. On any given Sunday you’ll find Steven at one of his son Ryan’s sporting events.

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